Since 2008, ICSGroup has helped its clients adhere to regulatory requirements and industry standards by conducting independent compliance reviews, developing compliance programs and effectively managing regulatory issues. Our clients include: registered investment advisers, private equity funds, hedge funds, mutual funds, broker-dealers, insurance companies and state pension plans.
Ms. Jett, founder and managing director, has over 25 years of experience as an attorney, 10 years of which, she served as the chief compliance officer for The Hartford, Prudential Retirement and Cigna Retirement and Investment. She is an expert on SEC regulations including the Investment Advisers Act of 1940 and the Compliance Program Rules. Ms. Jett has a high level of sophistication in managing and responding to SEC and other regulatory exams and inquiries to mitigate her clients’ exposure. She has developed and implemented compliance programs for registered and unregistered investment advisors, sub-advised funds, hedge funds, private equity funds, broker-dealers and mutual funds. Ms. Jett oversees a network of compliance consultants and operations staff to ensure that every client receives quality compliance services.
Medina and her team of highly experienced compliance professionals are skilled in the knowledge of the standards of regulators and the rules that are applicable, as well as, how to develop and implement cost-effective business-oriented solutions.