ICSGroup is a regulatory
compliance consulting firm specializing in providing SEC compliance support
to the investment management industry. Our target clients include:
registered investment advisers, private equity funds, hedge funds, mutual
funds, broker-dealers and pension funds. Our focus is ’33 Act ’34 Act,
Investment Advisor’s Act and industry best practices. We are a high
quality, cost-effective outsourced compliance solution to complement
in-house compliance staff. We also sub-contract with law firms and other
consultants in need of specialized SEC compliance services for their
clients. ICSGroup is minority owned and managed.
ICSGroup understands what the SEC
expects and how to meet its heightened expectations. We help our asset
manager clients avoid regulatory sanctions and damage to reputation by
providing a clear and understandable explanation of regulatory requirements
and developing and documenting cost-effective compliance policies and
procedures that are tailored to each client’s specific business model.
Our goal is to help companies
develop risk-based solutions to facilitate compliance with regulations and
industry standards. Whether your firm needs an entire compliance
program developed or crisis management services related to a specific
regulatory issue, ICSGroup can help. Compliance is our specialty.
Outsource your compliance function to us and your professionals can focus
on growing your business.
With over 18 years of legal and compliance experience
in the financial services industry, ICSGroup knows from first-hand
experience what regulators are looking for, the industry standards that
apply, and how to develop and implement cost-effective business solutions.
We can help you implement a high quality, on-going compliance management
program. We’ll give you peace of mind that your firm is up-to-date and
in compliance with applicable regulations and industry standards. In
today’s regulatory environment, now’s not the time to risk being out of
compliance.
ICSGroup
Highlights
Have you satisfied your annual compliance training requirement?
Let ICSGroup develop and deliver a customized training program to
help your firm meet this key annual regulatory requirement.
In
response to increasing demand for SEC registrations, ICSGroup now
provides this valuable service. As always, you'll get high quality
service at a reasonable cost.
Dodd-Frank Wall Street Reform Signed Into Law
