Text messaging. We’re all doing it. It’s not only easy to do, but also a highly effective and efficient way to communicate. According to a survey conducted by Smarsh, a firm specializing in cloud-based archiving solutions, text messaging is the most requested channel for business use by employees in financial firms, up over 20 percent…

Just Released: The SEC Issues Guidance on Social Media Testimonials The proper use of social media particularly as it relates to maintaining compliance with the SEC’s prohibition on the use of testimonials in advertising has caused a lot of questions…and a bit of anxiety for investment advisors. The SEC has just released guidance that clarifies…

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